Although Luparello's testimony was comprehensive, the overarching theme was that disparate treatment by fractured regulatory authorities fosters failed oversight. His testimony emphasized the need for "a consistent level of protection no matter which financial professionals or products [investors] choose." See his entire testimony here.
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As numerous courts have recognized, risk disclosures are forward-looking
statements covered by the PSLRA’s safe harbor (which renders such
statements inact...
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