Although Luparello's testimony was comprehensive, the overarching theme was that disparate treatment by fractured regulatory authorities fosters failed oversight. His testimony emphasized the need for "a consistent level of protection no matter which financial professionals or products [investors] choose." See his entire testimony here.
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Key Takeaways On December 19, 2025, the U.S. Securities and Exchange
Commission (“SEC”) published a notice to solicit comments on the prop...
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